Independent AML/CTF Evaluations

An independent AML/CTF evaluation provides an objective assessment of your organisation’s AML/CTF framework.

Rather than simply reviewing whether policies and procedures are in place, an evaluation considers whether your framework is appropriate for your business, addresses your identified money laundering and terrorism financing risks, and is operating effectively in practice.

Our evaluations are designed to give you an independent perspective on your current arrangements and a clear understanding of where improvements may be required.

AML/CTF Framework

We assess your overall AML/CTF framework, including policies, procedures and controls.

Ongoing Monitoring

We assess how your business monitors customers and responds to changes in risk.

What We Evaluate

ML/TF Risk Assessment

We examine how your business identifies, assesses and manages ML/TF risks.

Suspicious Matter Reporting

We review processes for identifying, escalating and reporting suspicious matters.

Customer Due Diligence

We review how customers are identified, verified and assessed.

Governance & Oversight

We consider responsibilities, accountability, training and management oversight.

Why undertake an independent evaluation?

To give you clarity, confidence and a clear path forward.

Identify gaps

Find weakness or gaps in your AML/CTF framework before they become a bigger problem.

Prioritise what matters

Separate the critical issues from the nice-to-haves, so you know where to focus your time and resources.

Test effectiveness

Assess whether your policies, procedures and controls are actually working in practice - not just sitting on paper.

Gain independent assurance

An objective assessment provides management with greater confidence in the effectiveness of your AML/CTF framework.

Strengthen compliance

Identify where improvements are needed to better meet your AML/CTF obligations and manage your risks.

Know where you stand

Walk away with clear findings and practical recommendations, rather than a report that simply tells you what’s wrong.